Secretarial Audit

Secretarial Audit is a process to check compliance with – the provisions of various laws and Rules/Regulations/Procedures, maintenance of books, records etc, by an independent professional to ensure that the company has complied with the legal and procedural requirements and also followed due processes.

At Shilpi Thapar and Associates, we conduct a detailed secretarial audit of various books, records of the company to –

  • To Check Report on Compliances.
  • To Protect the interest of the Customers, employees, society etc.
  • To avoid any unwarranted legal actions by law enforcing agencies.
  • To Point out Non- compliances and inadequate Compliances.
  • To ensure that the legal and procedural requirements are duly complied with that strengthens the image and goodwill of a company.

We take utmost care to issue secretarial audit report as we believe it is a very important tool for identifying and prioritizing controls and establishing risk appetite while also being an important way to extend confidence to various stakeholders including Investors, Management.


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